TORONTO, Dec. 6 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Paul Edward Lloyd
by Notice of Hearing dated October 26, 2007.
As specified in the Notice of Hearing, the first appearance in this
proceeding took place today at 10:00 a.m. (Eastern) before a three-member
Hearing Panel of the MFDA Central Regional Council.
The commencement of the hearing of this matter on the merits has been
scheduled to take place before a Hearing Panel of the Central Regional Council
on Tuesday, February 12, 2008 at 11:00 a.m. (Eastern) in the Hearing Room
located at the offices of the MFDA at 121 King Street West, Suite 1000,
Toronto, Ontario, or as soon thereafter as the hearing can be held.
The hearing will be open to the public, except as may be required for the
protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA web site at
The Mutual Fund Dealers Association of Canada is the self-regulatory
organization for Canadian mutual fund dealers. The MFDA regulates the
operations, standards of practice and business conduct of its 161 members and
their approximately 75,000 Approved Persons with a mandate to protect
investors and the public interest.
For further information:
For further information: Yvette MacDougall, Hearings Coordinator, (416)
943-4606 or firstname.lastname@example.org