TORONTO, July 10 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Leo O'Brien and
David Snow by Notice of Hearing dated May 15, 2008.
As specified in the Notice of Hearing, the first appearance in this
proceeding took place today at 11:00 a.m. (Newfoundland) before a 3-member
Hearing Panel of the MFDA Atlantic Regional Council.
The commencement of the hearing of this matter on the merits has been
scheduled to take place before a Hearing Panel of the Atlantic Regional
Council on Wednesday, September 24, 2008 at 10:00 a.m. (Newfoundland) in the
Hearing Room located at the Fairmont Hotel, 115 Cavendish Square, St. John's,
Newfoundland, or as soon thereafter as the hearing can be held.
The hearing will be open to the public, except as may be required for the
protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA web site at
The Mutual Fund Dealers Association of Canada is the self-regulatory
organization for Canadian mutual fund dealers. The MFDA regulates the
operations, standards of practice and business conduct of its 158 members and
their approximately 75,000 Approved Persons with a mandate to protect
investors and the public interest.
For further information:
For further information: Yvette MacDougall, Hearings Coordinator, (416)
943-4606 or firstname.lastname@example.org