TORONTO, Aug. 30 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of John Moro by Notice
of Hearing dated June 28, 2007.
As specified in the Notice of Hearing, the first appearance in this
proceeding took place today at 10:00 a.m. (Eastern) before a three-member
Hearing Panel of the MFDA Central Regional Council.
The commencement of the hearing of this matter has been scheduled to take
place before a Hearing Panel of the Central Regional Council on Monday,
November 19, 2007 at 10:00 a.m. (Eastern) in the Hearing Room located at the
offices of the MFDA at 121 King Street West, Suite 1000, Toronto, Ontario, or
as soon thereafter as the hearing can be held.
The hearing will be open to the public, except as may be required for the
protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA web site at
The Mutual Fund Dealers Association of Canada is the self-regulatory
organization for Canadian mutual fund dealers. The MFDA regulates the
operations, standards of practice and business conduct of its 162 members and
their approximately 75,000 Approved Persons with a mandate to protect
investors and the public interest.
For further information:
For further information: Yvette MacDougall, Hearings Coordinator, (416)
943-4606 or firstname.lastname@example.org