IN THE MATTER OF Trevor Scott Morrison - Discipline

    VANCOUVER, Oct. 20 /CNW/ - Following a disciplinary hearing held on
October 2, 2008, in Vancouver, B.C., a Hearing Panel of the Investment
Industry Regulatory Organization of Canada ("IIROC") stayed the disciplinary
proceeding against Trevor Scott Morrison pending the issuance of the decision
of the British Columbia Court of Appeal in Dass v. Investment Dealers
Association of Canada.
    IIROC formally initiated the investigation into the Respondent's conduct
on December 20, 2007. The alleged violations occurred when the Respondent was
a Registered Representative with the 900-700 West Georgia Street Branch of
Union Securities Ltd. The Respondent is no longer registered in any capacity
with an IIROC Dealer Member.
    The Hearing Panel will issue its Decision and Reasons in due course.

    IIROC is the national self-regulatory organization which oversees all
investment dealers and trading activity on debt and equity marketplaces in
Canada. Created in 2008 through the consolidation of the Investment Dealers
Association of Canada and Market Regulation Services Inc., IIROC sets high
quality regulatory and investment industry standards, protects investors and
strengthens market integrity while maintaining efficient and competitive
capital markets. IIROC carries out its regulatory responsibilities through
setting and enforcing rules regarding the proficiency, business and financial
conduct of dealer firms and their registered employees and through setting and
enforcing market integrity rules regarding trading activity on Canadian equity

For further information:

For further information: Warren Funt, Vice President, Western Canada,
(604) 331-4750 or; Jeff Kehoe, Director, Enforcement, (416)
943-6996 or

Custom Packages

Browse our custom packages or build your own to meet your unique communications needs.

Start today.

CNW Membership

Fill out a CNW membership form or contact us at 1 (877) 269-7890

Learn about CNW services

Request more information about CNW products and services or call us at 1 (877) 269-7890