TORONTO, April 12 /CNW/ - The MFDA commenced a disciplinary proceeding in respect of James
Woloshen by Notice of Hearing dated September 10, 2010.
The hearing of this matter on its merits, previously scheduled for April
13-15, 2011, will be adjourned to a date to be determined during a
teleconference appearance before the Hearing Panel on April 13, 2011 at
10:00 a.m. (Eastern).
Members of the public wishing to listen to the teleconference may do so
at the MFDA offices located at 121 King Street West, Suite 1000,
Toronto, Ontario. The appearance will be open to the public, except as
may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 136 Members and their approximately 75,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
For further information:
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