TORONTO, Jan. 24 /CNW/ - The MFDA commenced a disciplinary proceeding in respect of Connor
Financial Corporation and Joel Gerrett (Gerry) Connor by Notice of
Hearing dated December 23, 2009.
An appearance in this matter took place by teleconference on December 7,
2010 at which the Hearing Panel rescheduled the hearing of this matter
on its merits for January 24, 2011 at the Wosk Centre for Dialogue, 580
West Hastings Street, Vancouver, British Columbia, however the hearing
has been adjourned on consent of the parties to a date, time and venue
to be announced.
The hearing on the merits will be open to the public, except as may be
required for the protection of confidential matters. A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 136 Members and their approximately 75,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
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