TORONTO, July 24 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Ronald and Dylan
Brown by Notice of Hearing dated May 14, 2008.
As specified in the Notice of Hearing, the first appearance in this
proceeding took place on July 23, 2008 before a three-member Hearing Panel of
the MFDA Central Regional Council.
Following submissions by the parties respecting scheduling and procedural
matters, the Hearing Panel directed that the next appearance in this
proceeding will take place on Tuesday, November 18, 2008 at 10:00 a.m.
(Eastern) in the Hearing Room located at the offices of the MFDA at 121 King
Street West, Suite 1000, Toronto, Ontario, or as soon thereafter as the
hearing can be held. The purpose of the appearance on November 18, 2008 will
be to consider pre-hearing motions. It will be open to the public, except as
may be required for the protection of confidential matters.
The Hearing Panel also set aside November 26, 27 and 28, 2008 for the
hearing of the proceeding on it merits. The appearances on November 26, 27 and
28, 2008 will also take place in the Hearing Room located at the offices of
the MFDA at 121 King Street West, Suite 1000, Toronto, Ontario, commencing at
10:00 a.m. (Eastern) or as soon thereafter as the respective hearing
appearances can be held.
A copy of the Notice of Hearing is available on the MFDA website at
The Mutual Fund Dealers Association of Canada is the self-regulatory
organization for Canadian mutual fund dealers. The MFDA regulates the
operations, standards of practice and business conduct of its 158 Members and
their approximately 75,000 Approved Persons with a mandate to protect
investors and the public interest.
For further information:
For further information: Yvette MacDougall, Hearings Coordinator, (416)
943-4606 or firstname.lastname@example.org