TORONTO, Sept. 15 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Gary Alan Price by
Notice of Hearing dated June 23, 2008.
As specified in the Notice of Hearing, the first appearance in this
proceeding took place today before a three-member Hearing Panel of the MFDA
Central Regional Council.
Counsel for the Respondent requested that the Hearing on Merits take
place in London, Ontario. Following submissions by the parties, the Hearing
Panel reserved their decision and directed that the next appearance in this
proceeding will take place by teleconference on Wednesday, November 12, 2008
at 11:00 a.m. (Eastern). This will be open to the public, except as may be
required for the protection of confidential matters.
The Hearing Panel also set hearing dates for the hearing of the
proceeding on its merits on December 2, 3, 4 and 5, 2008 commencing at
11:00 a.m. (Eastern) or as soon thereafter as the respective hearing
appearances can be held.
A copy of the Notice of Hearing is available on the MFDA website at
The Mutual Fund Dealers Association of Canada is the self-regulatory
organization for Canadian mutual fund dealers. The MFDA regulates the
operations, standards of practice and business conduct of its 157 Members and
their approximately 75,000 Approved Persons with a mandate to protect
investors and the public interest.
For further information:
For further information: Yvette MacDougall, Hearings Coordinator, (416)
943-4606 or firstname.lastname@example.org