TORONTO, Jan. 19 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Purisima Dy by
Notice of Hearing dated October 21, 2008.
As specified in the Notice of Hearing, the first appearance in this
proceeding took place today before a three-member Hearing Panel of the MFDA
Central Regional Council.
The hearing of this matter on its merits has been scheduled to take place
before the Hearing Panel on April 21-22, 2009 commencing at 10:00 a.m.
(Eastern) in the Hearing Room located at the offices of the MFDA at 121 King
Street West, Suite 1000, Toronto, Ontario, or as soon thereafter as the
hearing can be held.
The hearing will be open to the public, except as may be required for the
protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA web site at
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers. The MFDA regulates the operations, standards of practice and business
conduct of its 153 Members and their approximately 75,000 Approved Persons
with a mandate to protect investors and the public interest.
For further information:
For further information: Yvette MacDougall, Hearings Coordinator, (416)
943-4606 or email@example.com