TORONTO, Aug. 18 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Ben Kaley by Notice
of Hearing dated June 24, 2009.
As specified in the Notice of Hearing, the first appearance in this
matter took place today by teleconference before a three-member Hearing Panel
of the MFDA's Atlantic Regional Council.
The hearing of this matter on its merits has been scheduled to take place
at a venue to be announced in Fredericton, New Brunswick on December 3, 2009
at 10:00 a.m. (Atlantic) or as soon thereafter as the hearing can be held. The
hearing will be open to the public, except as may be required for the
protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business conduct
of its 145 Members and their approximately 75,000 Approved Persons with a
mandate to protect investors and the public interest.
For further information:
For further information: Marco Wynnyckyj, Hearings Coordinator, (416)
945-5146 or firstname.lastname@example.org