TORONTO, June 12 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Barry L. Adams by
Notice of Hearing dated April 6, 2009.
As specified in the Notice of Hearing, the first appearance in this
matter took place today before a three-member Hearing Panel of the MFDA's
Atlantic Regional Council.
The hearing of this matter on its merits has been scheduled to take place
at a venue to be announced in Saint John, New Brunswick on October 29, 2009
commencing at 10:00 a.m. (Atlantic) or as soon thereafter as the hearing can
be held. The hearing will be open to the public, except as may be required for
the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business conduct
of its 149 Members and their approximately 75,000 Approved Persons with a
mandate to protect investors and the public interest.
For further information:
For further information: Yvette MacDougall, Hearings Coordinator, (416)
943-4606 or firstname.lastname@example.org