TORONTO, May 15 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Colin Corner,
Heather D. Halladay, John J. Hanson, Richard G. Moore and James E. Rainbird
(the "Respondents") by Notice of Hearing dated October 21, 2008.
Following submissions by the parties respecting scheduling and other
procedural matters, the Hearing Panel directed that the next appearance in
this proceeding will take place by teleconference on September 21, 2009 at
10:00 a.m. (Eastern) in the Hearing Room located at the offices of the MFDA at
121 King Street West, Suite 1000, Toronto, Ontario, or as soon thereafter as
the appearance can be held.
The Hearing Panel also directed that the Hearing on the Merits,
originally scheduled for June 22-26, 2009, be rescheduled for October 19-23,
2009. The hearing will also take place in the Hearing Room located at the
Toronto offices of the MFDA and will commence at 10:00 a.m. (Eastern) each
day, or as soon thereafter as the hearing can be held.
These appearances will be open to the public, except as may be required
for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers. The MFDA regulates the operations, standards of practice and business
conduct of its 149 Members and their approximately 75,000 Approved Persons
with a mandate to protect investors and the public interest.
For further information:
For further information: Yvette MacDougall, Hearings Coordinator, (416)
943-4606 or firstname.lastname@example.org