TORONTO, Aug. 5 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding against Carmen G. Moerike by
Notice of Hearing dated June 22, 2009.
As specified in the Notice of Hearing, the first appearance in this
matter took place today before a three-member Hearing Panel of the MFDA's
Prairie Regional Council.
The next appearance in this matter has been scheduled to take place on
November 13, 2009 commencing at 10:00 a.m. (Central), or as soon thereafter as
the appearance can be held, at a location to be announced in Regina,
Saskatchewan. The appearance will be open to the public, except as may be
required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business conduct
of its 145 Members and their approximately 75,000 Approved Persons with a
mandate to protect investors and the public interest.
For further information:
For further information: Marco Wynnyckyj, Hearings Coordinator, (416)
945-5146 or firstname.lastname@example.org