TORONTO, Sept. 12 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Wayne Larson by
Notice of Hearing dated July 2, 2008.
As specified in the Notice of Hearing, the first appearance in this
proceeding commenced today at 10:00 a.m. (Alberta) before a three-member
Hearing Panel of the MFDA Prairie Regional Council. Following consideration of
submissions from the parties, the Hearing Panel adjourned the first appearance
on consent of the parties. The first appearance is now scheduled to take place
on Wednesday, October 29, 2008 at 10:00 a.m. (Alberta) by teleconference
before a Hearing Panel of the MFDA Prairie Regional Council in the Hearing
Room located at 800 - 6th Avenue SW, Suite 850, Calgary, Alberta.
A copy of the Notice of Hearing is available on the MFDA website at
The Mutual Fund Dealers Association of Canada is the self-regulatory
organization for Canadian mutual fund dealers. The MFDA regulates the
operations, standards of practice and business conduct of its 157 Members and
their approximately 75,000 Approved Persons with a mandate to protect
investors and the public interest.
For further information:
For further information: Shaun Devlin, Vice-President, Enforcement,
(416) 943-4672 or firstname.lastname@example.org