TORONTO, Oct. 31 /CNW/ - A disciplinary hearing in the Matter of Kenneth
Breckenridge was held today before a Hearing Panel of the Central Regional
Council of the Mutual Fund Dealers Association of Canada ("MFDA). The Hearing
Panel found that the allegations set out by MFDA staff in the Notice of
Hearing dated June 22, 2007 had been established.
The Hearing Panel advised that it would issue written reasons and its
decision on appropriate sanction in due course.
A copy of the Notice of Hearing is available on the MFDA web site at
The Mutual Fund Dealers Association of Canada is the self-regulatory
organization for Canadian mutual fund dealers. The MFDA regulates the
operations, standards of practice and business conduct of its 162 Members and
their approximately 75,000 Approved Persons with a mandate to protect
investors and the public interest.
For further information:
For further information: Shaun Devlin, Vice-President, Enforcement,
(416) 943-4672 or firstname.lastname@example.org