ST. JOHN'S, NL, Sept. 25 /CNW/ - A disciplinary hearing in the Matter of
Leo O'Brien and David Snow was held yesterday before a Hearing Panel of the
Atlantic Regional Council of the Mutual Fund Dealers Association of Canada
("MFDA") in St. John's, Newfoundland.
At the conclusion of the hearing, the Hearing Panel deferred their
decision in this matter. They advised that written reasons will be provided at
a later date.
A copy of the Notice of Hearing is available on the MFDA web site at
The Mutual Fund Dealers Association of Canada is the self-regulatory
organization for Canadian mutual fund dealers. The MFDA regulates the
operations, standards of practice and business conduct of its 157 Members and
their approximately 75,000 Approved Persons with a mandate to protect
investors and the public interest.
For further information:
For further information: Shaun Devlin, Vice-President, Enforcement,
(416) 943-4672 or firstname.lastname@example.org