TORONTO, Jan. 19 /CNW/ - The Mutual Fund Dealers Association of Canada
("MFDA") commenced a disciplinary proceeding in respect of Gary Alan Price by
Notice of Hearing dated June 23, 2008.
The second appearance in this proceeding took place on November 12, 2008,
at which time the Hearing Panel directed that the next appearance would take
place on January 14, 2009 and the hearing of the matter on its merits would
take place on May 11-14, 2009.
Following consideration of submissions from counsel on January 14, 2009,
the Hearing Panel permitted counsel for the MFDA to amend the Notice of
Hearing as requested, adjourned the proceeding to February 3, 2009 and
confirmed the May 11-14, 2009 dates for the hearing on the merits. These
appearances will be open to the public, except as may be required for the
protection of confidential matters, and will take place in the hearing room
located at 121 King St. West, Suite 1000, Toronto, Ontario, commencing at
10:00 a.m. (Eastern) or as soon thereafter as the appearances can be held.
Copies of the Hearing Panel's Order dated January 14, 2009 and the
Amended Notice of Hearing are available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers. The MFDA regulates the operations, standards of practice and business
conduct of its 153 Members and their approximately 75,000 Approved Persons
with a mandate to protect investors and the public interest.
For further information:
For further information: Shaun Devlin, Vice-President, Enforcement,
(416) 943-4672 or firstname.lastname@example.org