IN THE MATTER OF Mark Pierre Lotz - Appeal



    TORONTO, Sept. 15 /CNW/ - Notice is hereby given that an appeal hearing
will be held before an Appeal Panel of the Investment Industry Regulatory
Organization of Canada ("IIROC"), on December 4, 2008, at Reportex Agencies,
925 West Georgia Street, Suite 1010, Vancouver, B.C., at 10:00 am or as soon
thereafter as possible, to hear submissions in the matter of Mark Pierre Lotz
(the "Respondent").
    The Respondent is appealing a decision of an IDA hearing panel dated
March 31, 2008. The Decision under appeal is available at www.iiroc.ca. For
further information about the appeal hearing, please contact IIROC.

    IIROC is the national self-regulatory organization which oversees all
investment dealers and trading activity on debt and equity marketplaces in
Canada. Created in 2008 through the consolidation of the Investment Dealers
Association of Canada and Market Regulation Services Inc., IIROC sets high
quality regulatory and investment industry standards, protects investors and
strengthens market integrity while maintaining efficient and competitive
capital markets. IIROC carries out its regulatory responsibilities through
setting and enforcing rules regarding the proficiency, business and financial
conduct of dealer firms and their registered employees and through setting and
enforcing market integrity rules regarding trading activity on Canadian equity
marketplaces.





For further information:

For further information: Warren Funt, Vice-President, Western Canada,
(604) 331-4750 or wfunt@iiroc.ca; Jeff Kehoe, Director, Enforcement, (416)
943-6996 or jkehoei@iiroc.ca


Custom Packages

Browse our custom packages or build your own to meet your unique communications needs.

Start today.

CNW Membership

Fill out a CNW membership form or contact us at 1 (877) 269-7890

Learn about CNW services

Request more information about CNW products and services or call us at 1 (877) 269-7890