IN THE MATTER OF David Anthony Lenec - Adjournment



    VANCOUVER, June 23 /CNW/ - Following a disciplinary settlement hearing
held on June 2, 2009, in Vancouver, BC, a Hearing Panel of the Investment
Industry Regulatory Organization of Canada ("IIROC") adjourned the
disciplinary proceeding against David Anthony Lenec by consent to a date yet
to be determined.
    IIROC formally initiated the investigation into the Respondent's conduct
on May 17, 2006. The alleged violations occurred when the Respondent was a
Registered Representative ("RR") with the 1055 Dunsmuir Street, Vancouver
Branch of Research Capital Corporation. The Respondent is currently an RR at
Research Capital Corporation, an IIROC-regulated firm.

    IIROC is the national self-regulatory organization which oversees all
investment dealers and trading activity on debt and equity marketplaces in
Canada. Created in 2008 through the consolidation of the Investment Dealers
Association of Canada and Market Regulation Services Inc., IIROC sets high
quality regulatory and investment industry standards, protects investors and
strengthens market integrity while maintaining efficient and competitive
capital markets. IIROC carries out its regulatory responsibilities through
setting and enforcing rules regarding the proficiency, business and financial
conduct of dealer firms and their registered employees and through setting and
enforcing market integrity rules regarding trading activity on Canadian equity
marketplaces.





For further information:

For further information: Warren Funt, Vice President, Western Canada,
(604) 331-4750, wfunt@iiroc.ca; Jeff Kehoe, Director, Enforcement, (416)
943-6996, jkehoe@iiroc.ca


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