VANCOUVER, April 28 /CNW/ - A British Columbia Securities Commission
panel has confirmed an August 2009 decision of a hearing panel of the
Mutual Fund Dealers Association (MFDA). The MFDA panel decided that
Tony Tung-Yuan Lin did not contravene MFDA rules by engaging in
Although it confirmed the MFDA panel's decision, the commission panel
set aside the MFDA panel's interpretation and application of the MFDA's
rules in the context of excessive trading.
The B.C. Securities Commission is the independent provincial government
agency responsible for regulating trading in securities within the
province. You may view the decision on our website www.bcsc.bc.ca by typing in the search box, Tony Lin or 2011 BCSECCOM 197. If you have
questions, contact Richard Gilhooley, Media Relations, 604-899-6713.
SOURCE British Columbia Securities Commission
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