TORONTO, July 23, 2012 /CNW/ - The MFDA commenced a disciplinary proceeding in respect of Ellen Grace
Batac, Hazel Gaminde, Dandy Macareag, Cesar Martin and Lilibeth Ocampo
by Notice of Hearing dated December 22, 2011.
The hearing of this matter on its merits took place July 17-20, 2012 in
Toronto, Ontario before a three-person Hearing Panel of the MFDA's
Central Regional Council. The Hearing Panel reserved its decision and
advised that it will issue its decision and written reasons in due
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 121 Members and their approximately 75,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
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