TORONTO, Nov. 12, 2013 /CNW/ - A disciplinary hearing in the matter of Robert Bruce Rush concluded
today in Vancouver, British Columbia before a Hearing Panel of the
MFDA's Pacific Regional Council.
Following submissions from MFDA counsel, the Hearing Panel found that
the misconduct described in the Notice of Hearing dated November 21,
2012 had been established. The Panel directed that penalty submissions
will take place on November 13, 2013 at 10:00 a.m. (Pacific), in the
hearing room located at Charest Reporting Inc., 885 West Georgia
Street, Suite 1650, Vancouver, British Columbia. The hearing will
continue to be open to the public, except as may be required for the
protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 114 Members and their approximately 80,000 Approved
Persons with a mandate to protect investors and the public interest.
For more information about the MFDA's complaint and enforcement
processes, as well as links to 'Check an Advisor' and other Investor
Tools, visit the For Investors page on the MFDA website.
SOURCE: Mutual Fund Dealers Association of Canada
For further information:
Managing Director, Enforcement
Vice-President, Pacific Region