TORONTO, April 6 /CNW/ - A disciplinary hearing in the matter of Patricia Marva Cuthbert (the
"Respondent") was held yesterday in Vancouver, British Columbia before
a three-person Hearing Panel of the MFDA's Pacific Regional Council.
The Hearing Panel found that all of the allegations set out in the
Notice of Hearing dated November 23, 2010 against the Respondent had
been established, but reserved its decision on penalties and costs.
The Hearing Panel advised that it would issue written reasons for its
decision in due course.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 136 Members and their approximately 75,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
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