MFDA Hearing Panel makes findings against Patricia Cuthbert

TORONTO, April 6 /CNW/ - A disciplinary hearing in the matter of Patricia Marva Cuthbert (the "Respondent") was held yesterday in Vancouver, British Columbia before a three-person Hearing Panel of the MFDA's Pacific Regional Council.

The Hearing Panel found that all of the allegations set out in the Notice of Hearing dated November 23, 2010 against the Respondent had been established, but reserved its decision on penalties and costs.

The Hearing Panel advised that it would issue written reasons for its decision in due course.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 136 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.

SOURCE Mutual Fund Dealers Association of Canada

For further information:

Shaun Devlin
Vice-President, Enforcement
416-943-6472 or sdevlin@mfda.ca


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