ASC Upholds TSXV Ruling Against Frank D'Addario
The TSXV prohibition was issued in
In making the decision to dismiss the appeal, the ASC panel found that the TSXV had both the authority and a valid reason to make its determination against D'Addario.
A copy of the decision can be found on the ASC website at www.albertasecurities.com.
The ASC is the regulatory agency responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and protecting investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.For further information: For Media Inquiries: Mark Dickey, Senior Communications Advisor, (403) 297-4481; For Investor Inquiries: ASC Public Inquiries, Toll Free 1-877-355-4488