ASC Panel declines to reciprocate order against Richard Bruce Moore
CALGARY, March 11, 2014 /CNW/ - An Alberta Securities Commission (ASC) panel has ruled that it has declined to reciprocate an order imposed by the Ontario Securities Commission (OSC) against Richard Bruce Moore, citing lack of information.
The ASC is the regulatory agency responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.
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